SEBI Fines Axis Securities ₹10 Lakh for Rule Violations
The Securities and Exchange Board of India (SEBI) has imposed a penalty of ₹10 lakh on Axis Securities for several violations of stockbroker regulations. This action follows an inspection that took place between April 2021 and November 2022. SEBI discovered numerous compliance issues, including misreporting, mishandling of client funds, and a lack of response to […]
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