SEBI Current Affairs

The Securities and Exchange Board of India (SEBI) has imposed a fine of ₹5.05 crore on the Indian Clearing Corporation Ltd. (ICCL), a subsidiary of BSE Ltd., for breaching regulatory standards. This action follows an inspection that highlighted non-compliance with SEBI’s cybersecurity framework, IT asset management, and disaster recovery protocols. SEBI discovered that ICCL had

The Securities and Exchange Board of India (SEBI) has imposed a penalty of ₹10 lakh on Axis Securities for several violations of stockbroker regulations. This action follows an inspection that took place between April 2021 and November 2022. SEBI discovered numerous compliance issues, including misreporting, mishandling of client funds, and a lack of response to

To improve corporate governance and increase transparency in the Indian securities market, the Securities and Exchange Board of India (SEBI) has introduced a specialized portal for Related Party Transactions (RPT). This initiative is designed to simplify the reporting and oversight of RPTs, making sure that listed companies comply with strict disclosure requirements. The launch of

The Securities and Exchange Board of India (SEBI) has launched the Mutual Fund Investment Tracing and Retrieval Assistant (MITRA), a new platform that assists investors in tracking, tracing, and reclaiming inactive or unclaimed mutual fund folios. This initiative aims to tackle a significant problem in the mutual fund sector—investors losing access to their investments because

The Securities and Exchange Board of India (SEBI) has imposed a fine of ₹25 lakh on DB Realty Ltd, now known as Valor Estate Ltd, along with seven individuals connected to the company. This penalty was issued for violations concerning financial misstatements and a lack of disclosures. The company failed to comply with accounting standards

Sharan Hegde’s platform, The 1% Club, has made a remarkable achievement by becoming one of the first finfluencer-led companies to obtain the SEBI Registered Investment Advisor (RIA) license. This milestone is a significant advancement for the Indian financial advisory sector, where certified and regulated financial advisors have been in short supply. With this new license,

The Securities and Exchange Board of India (SEBI) is working on a secure Unified Payments Interface (UPI) system specifically for registered market intermediaries. This initiative is designed to improve investor security, prevent fraudulent transactions, and guarantee that payments are made solely to authorized intermediaries. SEBI’s proposal comes as unregistered entities increasingly mislead investors and collect